Priv. Doz. Dr. Thomas Stern MBA / bergt.law

ניסיון מקצועי

since 2025

Associate / Legal Counsel at Law Firm Bergt & Partners Ltd., Vaduz, Liechtenstein

2022–2025

Head of the Division for Bank and Investment Firm Resolution, Financial Market Authority Liechtenstein (FMA)

since 2024

Lecturer in Legal Sciences, Private University in the Principality of Liechtenstein (UFL), Triesen

since 2022

Lecturer in International Economic Relations, University of Applied Sciences Burgenland, Austria

since 2021

Lecturer, Department of Labour and Business Law, University of Salzburg, Austria

since 2020

Privatdozent (Habilitated Lecturer), University of Liechtenstein – Banking and Financial Market Law, European Law

2020–2022

Deputy Head of the Supervision Department, Banking Division, Financial Market Authority Liechtenstein

2017–2020

Senior Specialist, Supervision Department, Banking Division, Financial Market Authority Liechtenstein

2009–2017

Legal Specialist, Austrian Financial Market Authority; chair and project lead in various cross-departmental expert groups

2008–2012

Research Associate, Course Instructor and Lecturer, Faculty of Business, University of Vienna – Civil Law and Corporate Law

2006–2007

Judicial Clerkship, District Court of Stockerau and Commercial Court of Vienna

כישורים אקדמיים ותפקידי עריכה

since 2025

Co-editor, Journal for Crisis, Restructuring and Insolvency Advisory (KSI), Erich Schmidt Verlag, Berlin

2022–2023

LL.M. in Corporate Restructuring, Heidelberg University, Germany

2022

Bank Resolution Academy, Florence School of Banking and Finance, Italy

2020

Habilitation at the University of Liechtenstein; venia legendi in Banking and Financial Market Law including European and EEA legal foundations

since 2013

Editorial board member, Journal of Financial Market Law (ZFR), Vienna

2013–2014

Professional MBA (Finance), WU Executive Academy, Vienna University of Economics and Business

2010–2012

Postgraduate Programme in Financial Market Supervision, Vienna University of Economics and Business

2007

Research stay, University of Essex, United Kingdom

2005–2011

Master’s degree in Political Science (Mag. phil.), University of Vienna; specialisations in European Politics and Democratic Theory

2002–2011

Diploma and Doctorate in Law (Mag. iur. & Dr. iur.), University of Vienna; specialisations in European Law, Corporate Law and Competition Law

פרסים

2026

Leaders in Law – Global Awards 2026 Winner – Financial Markets & Banking and Finance Expert of the Year

2014

Speaker of the Year, Institute of International Research (IIR)

2004

High Potential Award, University of Vienna

ועדות, חברות וקבוצות עבודה

since 2023

EBA Standing Committee on CCP Resolution (CCP-ResCO)

since 2022

EBA Standing Committee on Resolution (ResCO)

since 2019

European Banking Committee (EBC)

since 2019

Expert Group on Banking, Payments and Insurance (EGBPI)

since 2011

EBA Subgroup on Liquidity Risk

2013, 2017–2022

EBA Workstream on SIFI Regulation; EBA Standing Committee on Regulation and Policy (ScrePol); EBA Standing Committee on Oversight and Practices (SCOP), now SuPRISC

2015–2016

Working Group on Pillar II, NSFR, Leverage Ratio, STS Regulation and the CRR amendment on securitisations

2014–2017

SSM Network: Methodology & Standards, Supervisory Policy, Macroprudential Policy Group, Liquidity Working Group, LEGCO Task Force No. 1 and National Advisor to the SSM Subgroup on Supervisory Training

שפות

פרסומים, פירושים והרצאות (מבחר)

כותרות ביבליוגרפיות מובאות בשפת הפרסום או בתרגום האנגלי המקובל.

מאמרים מקצועיים נבחרים

Ad Hoc Public Disclosure in Prolonged Situations under Article 17(1) MAR in Light of the ESMA Consultation Paper, ZFR 2025, Issue 3, pp. 56–58.
Current Debates on the Reform of Bank-Specific Insolvency Ranking (“Super Preference”): How Secure Are Corporate Deposits in the Event of Deposit Guarantee? KSI 1/25, pp. 36–38.
Insolvency III: Current Status of the Legislative Initiative, KSI 5/24, pp. 269–273.
Crypto Asset or Financial Instrument? Does Article 2(5) MiCAR Resolve the Delimitation Problem? ZFR 2024, Issue 9, pp. 416–419.
The Asset Reserve – Liquidity Regulation for Token Issuers under MiCAR, ZFR 2023, Issue 6, pp. 282–285.
“No Creditor Worse Off” in the European Bank Resolution Regime: Prohibition of Obstruction or a Breaking Point? SPWR 2023, pp. 69–106.
AMLA – Supranational Anti-Money Laundering Supervision in the Mold of the SSM, ZWF 2021, Issue 5, pp. 214–218.
Scope and Applicability of the Liechtenstein Blockchain Act (TVTG), SPWR 2021, pp. 229–236 (with co-author).
State Supervision of VT Service Providers, SPWR 2021, pp. 237–248 (with co-author).
Anti-Money Laundering by VT Service Providers, SPWR 2021, pp. 249–269 (with co-author).
Essential Conduct Obligations of VT Service Providers, SPWR 2021, pp. 271–288 (with co-author).
Investment Firm Review: Metamorphoses and New Norms in the Realm of Investment Firms, ZFR 2020, pp. 114–122.

מונוגרפיות וספרים בעריכה

Banking Supervision Law in the European Economic Area: Normative Lessons from the Financial Crisis, Jan Sramek Verlag, 2020, 370 pages.
Raschauer/Stern, Deposit Guarantee: Comparative Law – Case Studies – Relevance for Financial Stability, Linde, 2021, 624 pages.
Stern (ed.), Practical Handbook on Alternative Investment Funds, Linde, 2024, 616 pages.
Raschauer/Stern et al., MiCAR Short Commentary, Jan Sramek Verlag, 2024, 920 pages.

פירושים משפטיים

Raschauer/Stern et al., MiCAR Short Commentary (2024): Articles 31–36, 41; with co-author Articles 1, 2.
Kammel/Schütz, Commentary on the BaSAG (2022): §§ 12–14, 17, 18, 34, 35, 41–43, 133–146, 149–151.
Heindler/Wolfbauer, Commentary on the Covered Bond Act (2022): §§ 18, 20 and 21.
Weilinger et al., Commentary on the Austrian Payment Services Act – ZaDiG 2018² (2020): §§ 11, 12, 20 and 23.
Laurer, Commentary on the Austrian Banking Act – BWG⁴ (2017): including §§ 30b, 30c BWG and Articles 7–10, 19–24, 411–428 CRR.

הרצאות נבחרות

“Are we prepared?” – EFDI Annual Conference, Nice, 30 May 2024.
“Crypto-Asset or Financial Instrument?” – International Forum for Economic Law, Bolzano, 17 May 2024.
“Anti-Money Laundering & Financial Market Stability” – UFL Liechtenstein, 18 January 2024.
“Crisis Management & Artificial Intelligence” – FIRE Conference, University of Örebro, 6 December 2023.
“Who or What Does Banking Supervision Protect?” – Inaugural Lecture, University of Liechtenstein, 9 June 2022.
Jean Monnet Lecture “Supervision from the Cradle to the Grave” – Università Ca’ Foscari Venezia, 11 February 2022.
“Protective Purpose of Banking Supervision” – ZFR Forum, WU Vienna, April 2021.
“Implementation of the 5th AML Directive in Liechtenstein” – SPG Conference, University of Liechtenstein, 1 December 2020.

Priv.-Doz. MMag. Dr. (habil) Thomas Stern, MBA, LL.M.

פרקטיקה רגולטורית בעומק אקדמי

רישוי ורגולציה פיננסית

ממשל, ציות ודיאלוג עם הפיקוח

ארגון מחדש, recovery & resolution

מחקר, חקיקה ווועדות אירופיות

תחומי פעילות וממשקים רגולטוריים

דיני בנקאות ושווקים פיננסיים

ממשל, ציות וניהול סיכונים

משפט מסחרי ותאגידי

ייעוץ משפטי וחוות דעת

מאמרים מקצועיים נבחרים

מונוגרפיות וספרים בעריכה

פירושים משפטיים

הרצאות נבחרות

עוד על Thomas Stern ועבודתו

דיני בנקאות ושווקים פיננסיים

הכירו את הצוות

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