Issuers, sponsors and alternative-investment structures: prospectuses and public or private offerings, equity and debt, preferred shares, depositary receipts and structured or tokenised instruments, issuer governance, disclosure/marketing, capital raising, compliance and liability.
Issuers and sponsors need capital raising, instrument design, disclosure, governance, distribution and investor processes to work together. Prospectuses, private placements, equity, debt and tokenised instruments are not merely documentation exercises; they shape financing, market positioning and liability. We support the legal execution from structure through offering and subsequent changes.
Discuss a matterThese are typical decision points for management, legal, compliance and operations teams. The emphasis depends on the business model and regulatory status.
Capital raising and offering structures for equity, debt, preferred shares, depositary receipts and alternative or tokenised instruments, including public and private offerings.
Prospectus Regulation work from formal structure and drafting through risk factors, financial information, offer terms, authority review, supplements/corrections and implementation.
Issuer governance, disclosure and marketing, investor documentation, eligibility/AML processes, tokenisation interfaces and liability management before, during and after an offering.
Four areas show where legal advice most directly connects with business decisions, operations and risk in this sector.
Legal design of equity, debt, preferred shares, depositary receipts and structured or tokenised instruments, including issuer approvals, capital architecture and investor rights.
Prospectus and offering work from formal structure and drafting through risk factors, financial information and offer terms to filing, authority review and supplements/corrections.
Public and private offerings, marketing and selling restrictions, investor documentation and eligibility, AML/CFT, and placing, CASP or other distribution interfaces.
Disclosure and issuer governance, changes and supplements, capital measures, trading or listing interfaces, and liability, investor and enforcement issues after the offering.
We advise on Liechtenstein law in the context of EEA/EU regulation and cross-border structures, coordinating with foreign counsel where appropriate.
When matters become contentious, we support companies, institutions, investors and individuals in regulatory proceedings, investigations, enforcement, asset recovery and court disputes.
Representative current and recently completed matter types are presented separately on our Selected Experience page on an aggregated and anonymised basis.
Analysis and publications on Liechtenstein, EEA regulation and cross-border developments complement our sector advice.
Scope of services: Industry descriptions are representative and do not constitute an exhaustive list of services or mandates. Bergt Law provides legal advice and representation. Where implementation requires notarial, fiduciary, tax, investment or financial services, these are provided by independent appropriately authorised professionals.
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Law Firm Bergt & Partners Ltd.
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